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CFTC RIN: 3038-AE53 Publication ID: Fall 2016 
Title: ●Amendments to Swap Made "Available to Trade" Rules 
Abstract:

The Commodity Futures Trading Commission ("Commission") is proposing to amend its regulations pursuant to which a swap is determined to have been made "available to trade" on a swap execution facility ("SEF") or designated contract market ("DCM") for purposes of the trade execution requirement in section 2(h)(8) of the Commodity Exchange Act ("CEA" or "ACT").  The proposed amendments are intended to improve the process and methodology for determining whether a swap is made available to trade.  As aprt of the proposed amendments, the Commission is proposing to consolidate the made available to trade regulations in a new part 36 of title 17 of the Code of Federal Regulations. 

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 36   
Legal Authority: CEA sec. 2(h)(8)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/00/2016 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Israel Goodman
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street, NW.,
Washington, DC 20581
Phone:202 418-6715
Email: igoodman@cftc.gov