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FDIC RIN: 3064-AD86 Publication ID: Fall 2016 
Title: Incentive-Based Compensation Arrangements 
Abstract:

The OCC, Board, FDIC, FHFA, NCUA, and SEC (the Agencies) sought comment on a joint proposed rule to revise the proposed rule the Agencies published in the Federal Register on April 14, 2011, and to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Section 956 generally requires that the Agencies jointly issue regulations or guidelines: (1) Prohibiting incentive-based payment arrangements that the Agencies determine encourage inappropriate risks by certain financial institutions by providing excessive compensation or that could lead to material financial loss; and (2) requiring those financial institutions to disclose information concerning incentive-based compensation arrangements to the appropriate Federal regulator.

 
Agency: Federal Deposit Insurance Corporation(FDIC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 12 CFR 372   
Legal Authority: 12 U.S.C. 1819 (Tenth)    12 U.S.C. 5641    12 U.S.C. 1818    12 U.S.C. 1831p–1   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  04/14/2011  76 FR 21170   
NPRM Comment Period End  05/31/2011    
Second NPRM  06/10/2016  81 FR 37670   
Second NPRM Comment Period End  07/22/2016 
Final Rule  01/00/2017 
Additional Information: E-mail: Comments@FDIC.gov. Include RIN 3064-0086 on the subject line of the message.
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.fdic.gov/regulations/laws/index.html   Public Comment URL: www.fdic.gov/regulations/laws/federal/propose.html  
RIN Data Printed in the FR: No 
Related RINs: Previously reported as 3064-AD56  Related Agencies: Joint: TREAS/OCC, FRS, NCUA, SEC, FHFA; 
Agency Contact:
Rae-Ann Miller
Assistant Director, Division of Supervision and Consumer Protection
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-8523
Email: rmiller@fdic.gov

Catherine Topping
Counsel
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-3975
Email: ctopping@fdic.gov

Nefretete Smith
Senior Attorney
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-6851
Email: nefsmith@fdic.gov