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SEC | RIN: 3235-AL97 | Publication ID: Fall 2016 |
Title: ●Proposed Amendments to Municipal Securities Rules | |
Abstract:
The Office of Municipal Securities is considering recommending that the Commission propose amendments to Rule 15c2-12 under the Exchange Act relating to municipal securities disclosure. The proposal would amend the list of event notices that a broker, dealer, or municipal securities dealer acting as an underwriter in a primary offering of municipal securities, must reasonably determine that an issuer or an obligated person has undertaken, in a written agreement or contract for the benefit of holders of the municipal securities, to provide to the Municipal Securities Rulemaking Board. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.15c2-12 | |
Legal Authority: Not Yet Determined |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Rebecca Olsen Office of Municipal Securities Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5680 Email: olsenr@sec.gov |