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CFTC | RIN: 3038-AE61 | Publication ID: Fall 2017 |
Title: ●Position Limits and Position Accountability for Security Futures Products | |
Abstract:
Staff is considering recommending to the Commission a new proposed rulemaking, which will: (1) Amend the position limits and position accountability rules by eliminating the specific position limits and position accountability levels, instead requiring the listing exchange to set specific position limits and position accountability levels for securities futures products (SFPs); and (2) require aggregation of positions held by the same person in cash-settled SFPs and physical delivery SFPs that are based on the same underlying security. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Other Significant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 41 | |
Legal Authority: Pub. L. 106-554, secs. 206, 251, and 252, 7 U.S.C. 1a, 2, 6f, 6j, 7a-2, 12a |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Riva Spear-Adriance Senior Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5494 Email: radriance@cftc.gov Thomas Leahy Associate Director, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5278 Fax:202 418-5527 Email: tleahy@cftc.gov |