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SEC | RIN: 3235-AL42 | Publication ID: Fall 2017 |
Title: Investment Company Reporting Modernization; Option for Website Transmission of Shareholder Reports | |
Abstract:
The Commission adopted new rules and forms as well as amendments to its rules and forms to modernize the reporting and disclosure of information by registered investment companies. The Commission proposed new rule 30e-3, which would permit, but not require registered investment companies to transmit periodic reports to their shareholders by making the reports accessible on a website and satisfying certain other conditions. The Commission has not finalized proposed rule 30e-3. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Yes | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 200 17 CFR 210 17 CFR 232 17 CFR 239 17 CFR 240 17 CFR 249 17 CFR 270 17 CFR 274 | |
Legal Authority: 15 U.S.C. 77 et seq. 15 U.S.C. 77aaa et seq. 15 U.S.C. 78a et seq. 15 U.S.C. 80a et seq. 44 U.S.C. 3506 44 U.S.C. 3507 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: Undetermined |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/final/2016/33-10231/pdf | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Brian Johnson Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6740 Email: johnsonbm@sec.gov |