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SEC | RIN: 3235-AM07 | Publication ID: Fall 2017 |
Title: ●Covered Securities Pursuant to Section 18 of the Securities Act of 1933 | |
Abstract:
As set forth in Securities Act Release No. 10390 (June 14, 2017), the Securities and Exchange Commission proposes for comment an amendment to Rule 146 under Section 18 of the Securities Act of 1933 (Securities Act), as amended, to designate certain securities on Investors Exchange LLC as covered securities for purposes of Section 18(b) of the Securities Act. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 230 | |
Legal Authority: 15 U.S.C. 77b 15 U.S.C. 77b note 15 U.S.C. 77c 15 U.S.C. 77d 15 U.S.C. 77f 15 U.S.C. 77g 15 U.S.C. 77h 15 U.S.C. 77j 15 U.S.C. 77r 15 U.S.C. 77s 15 U.S.C. 77z-3 15 U.S.C. 77sss 15 U.S.C. 78c 15 U.S.C. 78d 15 U.S.C. 78j 15 U.S.C. 78l 15 U.S.C. 78m 15 U.S.C. 78n 15 U.S.C. 78o 15 U.S.C. 78o-7 note 15 U.S.C. 78t 15 U.S.C. 78w 15 U.S.C. 78ll(d) 15 U.S.C. 78mm 15 U.S.C. 80a-8 15 U.S.C. 80a-24 15 U.S.C. 80a-28 15 U.S.C. 80a-30 15 U.S.C. 80a-37 Pub. L. 112-106 sec. 201(a) Pub. L. 112-106 sec. 401 126 Stat. 313(2012) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Richard Holley Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5614 Email: holleyr@sec.gov |