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SEC RIN: 3235-AM11 Publication ID: Fall 2017 
Title: ●Amendments to the Commission's Whistleblower Program Rules 
Abstract:

The staff is considering recommending that the Commission propose propose certain amendments to the Commission's existing whistleblower rules to clarify various issues that have arisen based on the Commission’s experiences to date in implementing the whistleblower award program that was established in July 2010.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 240.21F-3    17 CFR 240.21F-4    17 CFR 240.21F-6    17 CFR 240.21F-12    17 CFR 240.21F-13   
Legal Authority: 15 USC 78c(b)    15 USC 78u-6(j)    15 USC 78w(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/00/2018 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Brian Ochs
Senior Special Counsel, Office of the General Counsel
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5067
Email: ochsb@sec.gov