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EPA/ORD RIN: 2080-AA13 Publication ID: Spring 2018 
Title: Harmonize 40 CFR 26 Subparts C, D, and K With 40 CFR 26 Subpart A (the Common Rule) 
Abstract:

Subpart A of the Federal policy for "Protection of Human Subjects" is known as the Common Rule, because this regulation is shared by 18 departments and agencies that conduct or support research involving human subjects (codified by EPA at 40 CFR 26). The Common Rule was revised through the Federal rulemaking process, and a final revised rule was jointly published in the Federal Register on January 19, 2017. There was a 1-year implementation deadline for most provisions. On January 19, 2018 an Interim Final Rule was published delaying implementation of the revised Common Rule for 6 months. A draft Notice of Proposed Rulemaking is currently being circulated to the agencies that would further delay implementation of the revised Common Rule until January 2019.

Beyond subpart A, 40 CFR 26 also contains several additional subparts that are unique to EPA, added in 2006 in response to Congressional mandate. In particular, EPA created subparts K through Q to regulate third party pesticide research. Subpart K borrowed heavily from the provisions of the Common Rule (and EPA’s subpart A). In this rulemaking, EPA is updating subpart K for consistency with the recent updates to the Common Rule. Without appropriate updates, once the new Common Rule becomes effective, there will be a disconnect between policies and procedures based on competing versions of the same rule. In addition to the textual issues in subpart K, subparts C and D contain minor numerical citations (i.e., regulatory reference numbers) that are no longer accurate and should also be updated. Failure to resolve these internal discrepancies will create confusion and, more seriously, potential compliance and/or legal liabilities for researchers, institutions, and sponsors who must follow EPA regulations. These updates are solely intended to resolve discrepancies created by the recent revision to subpart A and will not alter the fundamental protections for human subjects, including vulnerable populations.

 
Agency: Environmental Protection Agency(EPA)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: Undetermined 
EO 13771 Designation: Other 
CFR Citation: 40 CFR 26   
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  08/00/2018 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Tom Sinks
Environmental Protection Agency
Office of Research and Development
1200 Pennsylvania Avenue NW,
Washington, DC 20460
Phone:202 564-0221
Email: staff_osa@epa.gov

Daniel Nelson
Environmental Protection Agency
Office of Research and Development
109 T.W. Alexander Drive, Mail Code 58A,
Research Triangle Park, NC 27709
Phone:919 966-6217
Email: nelson.daniel@epa.gov