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SEC RIN: 3235-AL48 Publication ID: Spring 2018 
Title: Standards for Covered Clearing Agencies; Definition of "Covered Clearing Agency" 

The Commission adopted rules to establish an enhanced regulatory framework for certain clearing agencies. The Commission also proposed amendments to the definition of covered clearing agencies.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: No  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 240.17Ad-22    17 CFR 240.17Ab2-2 (new)   
Legal Authority: Pub. L. 111-203, sec. 763    15 U.S.C. 78q-1   
Legal Deadline:  None
Action Date FR Cite
NPRM  03/26/2014  79 FR 16866   
NPRM Comment Period End  05/27/2014 
NPRM  10/13/2016  81 FR 70744   
Final Action  10/13/2016  81 FR 70786   
NPRM Comment Period End  12/12/2016 
Final Action Effective  12/12/2016 
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:;  
RIN Data Printed in the FR: No 
Agency Contact:
Matthew Lee
Assistant Director, Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5794