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SEC

RIN: 3235-AL89

Publication ID: Spring 2018

Title: Form 10-K Summary
Abstract: The Commission adopted an interim final amendment to implement Section 72001 of the FAST Act by permitting an issuer to include a summary in its Form 10-K and also requested comment on the interim final amendment.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Long-Term Actions
Major: Undetermined	Unfunded Mandates: No
EO 13771 Designation: Independent agency
CFR Citation: 17 CFR 249
Legal Authority: Pub. L. 114-94 15 U.S.C. 78c 15 U.S.C. 78l 15 U.S.C. 78m 15 U.S.C. 78o 15 U.S.C. 78w

Legal Deadline:

Action	Source	Description	Date
Final	Statutory	Issue rules no later than 180 days after enactment of FAST Act.	08/04/2016

Overall Description of Deadline: Issue rules no later than 180 days after enactment of FAST Act.

Timetable:

Action	Date	FR Cite
Interim Final Rule	06/09/2016	81 FR 37132
Interim Final Rule Effective	06/09/2016
Interim Final Rule Comment Period End	07/11/2016
Next Action Undetermined	To Be Determined

Regulatory Flexibility Analysis Required: Yes	Government Levels Affected: None
Small Entities Affected: Businesses	Federalism: Undetermined
Included in the Regulatory Plan: No
RIN Information URL: www.sec.gov.rules/interim/2016/34-77969.pdf
RIN Data Printed in the FR: Yes
Agency Contact: Noel Sean Harrison Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3249 Email: harrisons@sec.gov