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SEC | RIN: 3235-AM26 | Publication ID: Spring 2018 |
Title: ●Investment Company Liquidity Risk Management Programs; Commission Guidance for In-Kind ETFs | |
Abstract:
The Commission adopted an interim final rule that will delay by six months certain requirements of rule 22e-4, including classification, highly liquid investment minimum, and board approval, as well as related reporting requirements of Part D on Form N-LIQUID and liquidity disclosures on Form N-PORT under the Investment Company Act of 1940. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Long-Term Actions |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 270 17 CFR 274 | |
Legal Authority: 15 U.S.C. 80a-22(c) 15 U.S.C. 80a-22(e) 15 U.S.C. 80a-35(b) 15 U.S.C. 80a-37(a) 15 U.S.C. 80b-6(4) 15 U.S.C. 78a et seq. 15 U.S.C. 77a et seq. 15 U.S.C. 80a et seq. |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Related RINs: Related to 3235-AL61 | |
Agency Contact: Zeena Abdul-Rahman Senior Counsel, Divisions of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-4099 Email: abdulrahmanz@sec.gov |