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CFTC RIN: 3038-AE78 Publication ID: Fall 2018 
Title: ●Segregation of Assets Held as Collateral in Uncleared Swap Transactions; Amendments 
Abstract:

Staff of the Commodity Futures Trading Commission ("Commission") is considering recommending to the Commission proposed amendments to certain regulations for swap dealers governing notification of counterparties of their right to segregate initial margin for uncleared swaps and the handling of segregated initial margin.  The amendments would clarify certain requirements and provide implementation flexibility to improve compliance and reduce regulatory burdens.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/00/2018 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Erik Remmler
Dep Director, Registration and Compliance Branch Division of Swap Dealer and Intermediary Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-7630
Email: eremmler@cftc.gov