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SEC RIN: 3235-AM10 Publication ID: Fall 2018 
Title: Prohibitions and Restrictions on Proprietary Trading and Certain Relationships With Hedge Funds and Private Equity Funds 

The Commission proposed, jointly with other financial regulators, amendments to the SEC's final rule implementing section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act commonly referred to as the Volcker Rule. 

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 12 CFR 255   
Legal Authority: 12 U.S.C. 1851   
Legal Deadline:  None
Action Date FR Cite
NPRM  07/17/2018  83 FR 33432   
NPRM Comment Period End  09/17/2018 
Final Action  12/00/2018 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Samuel A. Litz
Attorney-Adviser, Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20002
Phone:202 551-8309