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SEC RIN: 3235-AM24 Publication ID: Fall 2018 
Title: Amendments to Securities Act Rules Under the Fair Access to Investment Research Act of 2017 

The Division is considering making recommendations, jointly with the Division of Corporation Finance, that the Commission adopt amendments to existing rules and/or adopt new rules under the Securities Act of 1933 to implement section 2 of the Fair Access to Investment Research Act of 2017.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Action Date FR Cite
NPRM  06/08/2018  83 FR 26788   
NPRM Comment Period End  07/09/2018 
Final Action  09/00/2019 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Amanda Wagner
Branch Chief, Investment Company Regulation Office
Securities and Exchange Commission
Division of Investment Management, 100 F Street NE,
Washington, DC 20549
Phone:202 551-6762