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SEC RIN: 3235-AM28 Publication ID: Fall 2018 
Title: Modernization of Investment Company Disclosure 
Abstract:

The Division is considering recommending that the Commission propose rule and form amendments to improve and modernize the current disclosure framework of funds under the Investment Company Act to improve the investor experience.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Prerule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  06/11/2018  83 FR 26891   
ANPRM Comment Period end  10/31/2018 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Michael Kosoff
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6754
Email: kosoffm@sec.gov