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SEC RIN: 3235-AK67 Publication ID: Spring 2019 
Title: Reporting of Proxy Votes on Executive Compensation and Other Matters 

The Division is considering recommending that the Commission re-propose rule amendments to implement section 951 of the Dodd-Frank Act. The Commission previously proposed amendments to rules and Form N-PX that would require institutional investment managers subject to section 13(f) of the Exchange Act to report how they voted on any shareholder vote on executive compensation or golden parachutes pursuant to sections 14A(a) and (b) of the Exchange Act.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 240.14Ad-1 (new)    17 CFR 249.326 (new)    17 CFR 270.30b1-4    17 CFR 274.129   
Legal Authority: 15 U.S.C. 78m    15 U.S.C. 78w(a)    15 U.S.C. 78mm    15 U.S.C. 78x    15 U.S.C. 80a-8    15 U.S.C. 80a-29    15 U.S.C. 80a-30    15 U.S.C. 80a-37    15 U.S.C. 80a-44    Pub. L. 111-203, sec 951   
Legal Deadline:
Action Source Description Date
Final  Statutory  Statutory requirement for issuers to conduct separate shareholder advisory votes is effective January 21, 2011.   
Action Date FR Cite
NPRM  10/28/2010  75 FR 66622   
NPRM Comment Period End  11/18/2010    
Second NPRM  To Be Determined 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: Undetermined 
Small Entities Affected: Businesses  Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: Yes 
Agency Contact:
Matthew DeLesDernier
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6792