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SEC RIN: 3235-AL33 Publication ID: Spring 2019 
Title: Definitions of Mortgage Related Security and Small Business Related Security 

The Commission issued interpretive guidance and requested comment on the definitions of "mortgage related security" and "small business related security" in sections 3(a)(41) and 3(a)(53)(A) in the Exchange Act. The Division is considering recommending that the Commission propose creditworthiness standards to replace the credit rating references contained in those definitions.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 241   
Legal Authority: Pub. L. 111-203    sec. 939(e)   
Legal Deadline:  None
Action Date FR Cite
Interpretive Release  07/23/2012  77 FR 42980   
Interpretive Release Effective  07/20/2012 
Comment Period End  08/22/2012 
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Raymond Lombardo
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5755