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SEC RIN: 3235-AL89 Publication ID: Spring 2019 
Title: Form 10-K Summary  

The Commission adopted an interim final amendment to implement section 72001 of the FAST Act by permitting an issuer to include a summary in its Form 10-K and also requested comment on the interim final amendment.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 249   
Legal Authority: Pub. L. 114-94    15 U.S.C. 78c    15 U.S.C. 78l    15 U.S.C. 78m    15 U.S.C. 78o    15 U.S.C. 78w   
Legal Deadline:
Action Source Description Date
Final  Statutory  Issue rules no later than 180 days after enactment of FAST Act.  08/04/2016 

Overall Description of Deadline: Issue rules no later than 180 days after enactment of FAST Act.

Action Date FR Cite
Interim Final Rule  06/09/2016  81 FR 37132   
Interim Final Rule Effective  06/09/2016 
Interim Final Rule Comment Period End  07/11/2016 
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: Yes 
Agency Contact:
Noel Sean Harrison
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3249