View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AM45 Publication ID: Spring 2019 
Title: Regulation of Alternative Trading Systems 

The Division is considering recommending that the Commission propose amendments to Regulation ATS designed to increase operational transparency and foster oversight of ATSs that transact in fixed-income securities. 

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 300 et seq   
Legal Authority: 15 U.S.C. 77g    15 U.S.C. 78mm    15. U.S.C. 78w(a)    15 U.S.C. 78q(h)    15 U.S.C. 77q(a)    15 U.S.C. 78n    15 U.S.C. 78dd-1    15 U.S.C. 78b    15 U.S.C. 78o(c)    15 U.S.C. 80(a)-23    15 U.S.C. 78c    15 U.S.C.78o(g)    15 U.S.C. 80a-29    15 U.S.C. 78j    15 U.S.C.78o-4    15 U.S.C.80a-37    15 U.S.C. 78k-1(c)    15 U.S.C. 78o-5    15 U.S.C. 77s(a)    15 U.S.C. 781    15 U.S.C. 78q(a)    15 U.S.C. 78i(a)    15 U.S.C. 78m    15 U.S.C. 78q(b)    15 U.S.C. 78o(b)   
Legal Deadline:  None
Action Date FR Cite
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Tyler Raimo
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6227