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SEC RIN: 3235-AM55 Publication ID: Spring 2019 
Title: ●Customer Margin Requirements for Securities Futures 
Abstract:

The Division is considering recommending that the Commission, jointly with the Commodity Futures Trading Commission, propose amendments to the customer margin requirements for security futures.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 242.400   
Legal Authority: 15 U.S.C. 78g(c)(2)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  04/00/2020 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Sheila Swartz
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5545
Email: swartzs@sec.gov