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CFTC | RIN: 3038-AE72 | Publication ID: Fall 2019 |
Title: Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds (Volcker Rule) | |
Abstract:
The OCC, Federal Reserve Board, FDIC, SEC, and CFTC are requesting comment on a proposal that would amend the regulations implementing section 13 of the Bank Holding Company Act ("BHC Act"). Section 13 contains certain restrictions on the ability of a banking entity, or nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. The proposed amendments are intended to provide banking entities with clarity about what activities are prohibited and to improve supervision and implementation of section 13. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Economically Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Yes | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 75 | |
Legal Authority: 12 U.S.C. 1851 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Amanda L. Olear Director, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5283 Email: aolear@cftc.gov Cantrell Dumas Special Counsel, Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5043 Email: cdumas@cftc.gov |