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FDIC RIN: 3064-AD86 Publication ID: Fall 2019 
Title: Incentive-Based Compensation Arrangements 
Abstract:

The OCC, Board, FDIC, FHFA, NCUA, and SEC (the Agencies) sought comment on a joint proposed rule to revise the proposed rule the Agencies published in the Federal Register on April 14, 2011 and June 10, 2016, and to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 956 generally requires that the Agencies jointly issue regulations or guidelines: (1) Prohibiting incentive-based payment arrangements that the Agencies determine encourage inappropriate risks by certain financial institutions by providing excessive compensation or that could lead to material financial loss; and (2) requiring those financial institutions to disclose information concerning incentive-based compensation arrangements to the appropriate Federal regulator.

 
Agency: Federal Deposit Insurance Corporation(FDIC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 12 CFR 372   
Legal Authority: 12 U.S.C. 1819 (Tenth)    12 U.S.C. 5641    12 U.S.C. 1818    12 U.S.C. 1831p–1   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  04/14/2011  76 FR 21170   
NPRM Comment Period End  05/31/2011    
Second NPRM  06/10/2016  81 FR 37670   
Second NPRM Comment Period End  07/22/2016 
Third NPRM  12/00/2019 
Additional Information: E-mail: Comments@FDIC.gov. Include RIN 3064-0086 on the subject line of the message.
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.fdic.gov/regulations/laws/federal/   Public Comment URL: www.fdic.gov/regulations/laws/federal/  
RIN Data Printed in the FR: No 
Related RINs: Previously reported as 3064-AD56  Related Agencies: Joint: TREAS/OCC, FRS, NCUA, SEC, FHFA; 
Agency Contact:
Rae-Ann Miller
Assistant Director, Division of Supervision and Consumer Protection
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-8523
Email: rmiller@fdic.gov

Catherine Topping
Counsel
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-3975
Email: ctopping@fdic.gov

Nefretete Smith
Senior Attorney
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-6851
Email: nefsmith@fdic.gov