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SEC RIN: 3235-AM23 Publication ID: Fall 2019 
Title: Extending the Testing the Waters Provision to Non-Emerging Growth Companies 

The Division is considering recommending that the Commission adopt amendments to extend the testing of the waters provision to non-emerging growth companies.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 230.163B    17 CFR 230.405   
Legal Authority: 15 U.S.C. 77g    15 U.S.C. 77j    15 U.S.C. 77s    15 U.S.C. 77z-3    15 U.S.C. 80a-6    15 U.S.C. 80a-24    15 U.S.C. 80a-37   
Legal Deadline:  None
Action Date FR Cite
NPRM  02/28/2019  84 FR 6713   
NPRM Comment Period End  04/29/2019 
Final Action  12/00/2019 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Maryse Mills-Apenteng
Special Counsel, Office of Information Technologies and Services
Securities and Exchange Commission
Division of Corporation Finance, 100 F Street NE,
Washington, DC 20549
Phone:202 551-3457