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SEC | RIN: 3235-AM23 | Publication ID: Fall 2019 |
Title: Extending the Testing the Waters Provision to Non-Emerging Growth Companies | |
Abstract:
The Division is considering recommending that the Commission adopt amendments to extend the testing of the waters provision to non-emerging growth companies. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: 17 CFR 230.163B 17 CFR 230.405 | |
Legal Authority: 15 U.S.C. 77g 15 U.S.C. 77j 15 U.S.C. 77s 15 U.S.C. 77z-3 15 U.S.C. 80a-6 15 U.S.C. 80a-24 15 U.S.C. 80a-37 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Maryse Mills-Apenteng Special Counsel, Office of Information Technologies and Services Securities and Exchange Commission Division of Corporation Finance, 100 F Street NE, Washington, DC 20549 Phone:202 551-3457 Email: mills-apentengm@sec.gov |