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SEC RIN: 3235-AM29 Publication ID: Fall 2019 
Title: Fund of Funds Arrangements 
Abstract:

The Division is considering recommending that the Commission adopt new rules and rule amendments to allow funds to acquire shares of other funds (i.e., "fund of funds" arrangements), including arrangements involving exchange-traded funds, without first obtaining exemptive orders from the Commission.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 80a-8(b)    15 U.S.C. 80a-6(c)    15 U.S.C. 80a-12(d)(1)(G)    15 U.S.C. 80a-12(d)(1)(J)    15 U.S.C. 80a-17(b)    15 U.S.C. 80a-29(a)    15 U.S.C. 80a-37(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  02/01/2019  84 FR 1286   
NPRM Comment Period End  05/02/2019 
Final Action  04/00/2020 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Melissa Gainor
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6805
Email: gainorm@sec.gov