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SEC | RIN: 3235-AM31 | Publication ID: Fall 2019 |
Title: Offering Reform for Business Development Companies Under the Small Business Credit Availability Act and Closed-End Funds Under the Economic Growth, Regulatory Relief, and Consumer Protection Act | |
Abstract:
The Division is considering recommending that the Commission adopt amendments to existing rules and/or adopt new rules -- under the Securities Act of 1933 and the Investment Company Act of 1940 to implement section 803 of the Small Business Credit Availability Act and section 509 of the Economic Growth, Regulatory Relief, and Consumer Protection Act. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
EO 13771 Designation: Independent agency | |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 U.S.C. 77f to 77i 15 U.S.C. 77s 15 U.S.C. 77z-2 and 77z-3 15 U.S.C. 78b and 78c(b) 15 U.S.C. 78i(a) 15 U.S.C. 78i 15 U.S.C. 78l 15 U.S.C. 78m to 78o 15 U.S.C. 78q(a) 15 U.S.C. 78u-5 15 U.S.C. 78w 15 U.S.C. 78ll 15 U.S.C. 78mm 15 U.S.C. 80a-6(c) 15 U.S.C. 80a-8 15 U.S.C. 80a-20(a) 15 U.S.C. 80a-23 and 80a-24 15 U.S.C. 80a-29 and 80a-30 15 U.S.C. 80a-36 and 80a-37 Pub. L.115-141, title VIII, sec. 803(b) Pub. L.115-174, sec. 509(a) |
Legal Deadline:
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Overall Description of Deadline: Both Pub. L. 115-141 and Pub. L. 115-174 provide that certain revisions to the Commission's rules will take effect if the Commission does not complete the revisions by the respective statutory deadlines. |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Brian Johnson Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6740 Email: johnsonbm@sec.gov |