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SEC RIN: 3235-AM34 Publication ID: Fall 2019 
Title: Short Sale Disclosure Reforms  
Abstract:

The Division is considering recommending that the Commission propose rules to implement section 929X(a) of the Dodd-Frank Act.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 240.13(f)(1)   
Legal Authority: Pub. L.111-203, sec. 929X(a), Dodd Frank Act   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Rajal Patel
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5870
Email: patelrajal@sec.gov