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CFTC RIN: 3038-AE96 Publication ID: Spring 2020 
Title: ●Electronic Trading Risk Principles 
Abstract:

Staff is recommending that the Commodity Futures Trading Commission update its part 38 regulations for designated contract markets to address operational risk in the context of electronic trading.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 38   
Legal Authority: 7 U.S.C. 6c(a)(6)    7 U.S.C. 7(d)    and 7 U.S.C. 12a(5)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  06/00/2020 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Marilee Dahlman
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5264
Email: mdahlman@cftc.gov

Joseph Otchin
Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5623
Email: jotchin@cftc.gov