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SEC RIN: 3235-AL98 Publication ID: Fall 2020 
Title: Amendments to the Commission's Rules of Practice 

The Office of the General Counsel is considering recommending that the Commission adopt amendments to its Rules of Practice to require persons involved in administrative proceedings to submit all documents and other items electronically.  The Commission currently is developing a comprehensive Internet-based electronic system that would, among other things, allow participants in administrative proceedings to file and serve papers electronically and facilitate the prompt distribution of public information regarding administrative proceedings. 

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 13771 Designation: Independent agency 
CFR Citation: 17 CFR 201   
Legal Authority: 15 U.S.C. 7202    15 U.S.C. 77s    15 U.S.C. 78w    15 U.S.C. 78s    15 U.S.C. 78d-1    15 U.S.C. 77sss    15 U.S.C. 80a-37    15 U.S.C. 80a-39    15 U.S.C. 80b-11   
Legal Deadline:  None
Action Date FR Cite
NPRM  10/05/2015  80 FR 60082   
NPRM Comment Period End  12/04/2015 
Final Action  11/00/2020 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Stephen D. Robinson
Securities and Exchange Commission
100 F Street, NE,
Washington, DC 20549
Phone:202 551-5047