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SEC | RIN: 3235-AM66 | Publication ID: Spring 2021 |
Title: Amendments to the Custody Rules for Investment Companies | |
Abstract:
The Division is considering recommending that the Commission propose amendments to rules concerning custody under the Investment Company Act of 1940. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Long-Term Actions |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 270.17f-1 17 CFR 270.17f-2 17 CFR 270.17f-3 17 CFR 270.17f-4 17 CFR 270.17f-5 17 CFR 270.17f-6 17 CFR 270.17f-7 | |
Legal Authority: 15 U.S.C. 80a-6(c) 15 U.S.C. 80a-17(f) 15 U.S.C. 80a-26 15 U.S.C. 80a-28 15 U.S.C. 80a-29 15 U.S.C. 80a-30 15 U.S.C. 80a-31 15 U.S.C. 80a-36 15 U.S.C. 80a-37 15 U.S.C. 80a-37(a) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Sirimal Mukerjee Senior Special Counsel Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3340 Email: mukerjees@sec.gov |