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SEC RIN: 3235-AM66 Publication ID: Spring 2021 
Title: Amendments to the Custody Rules for Investment Companies 

The Division is considering recommending that the Commission propose amendments to rules concerning custody under the Investment Company Act of 1940.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 270.17f-1    17 CFR 270.17f-2    17 CFR 270.17f-3    17 CFR 270.17f-4    17 CFR 270.17f-5    17 CFR 270.17f-6    17 CFR 270.17f-7   
Legal Authority: 15 U.S.C. 80a-6(c)    15 U.S.C. 80a-17(f)    15 U.S.C. 80a-26    15 U.S.C. 80a-28    15 U.S.C. 80a-29    15 U.S.C. 80a-30    15 U.S.C. 80a-31    15 U.S.C. 80a-36    15 U.S.C. 80a-37    15 U.S.C. 80a-37(a)   
Legal Deadline:  None
Action Date FR Cite
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Bradley Gude
Special Counsel
Securities and Exchange Commission
100 F Street, NE,
Washington, DC 20549
Phone:202 551-5590