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FERC RIN: 1902-AF22 Publication ID: Fall 2021 
Title: Data Collection for Analytics and Surveillance and Market-Based Rate Purposes 
Abstract:

The Commission revised its regulations governing market-based rates for public utilities. The Commission will collect certain information currently filed in the electric market-based rate program in a consolidated and streamlined manner through a relational database. The relational database construct modernizes the Commission's data collection processes, eliminates duplications, and renders information collected through its market-based rate program usable and accessible for the Commission. The Commission will not adopt the proposal from the NOPR to collect Connected Entity data from market-based rate Sellers and entities trading virtual or holding financial transmission rights in this final rule. With respect to the market-based rate program, the Commission will adopt changes that reduce and clarify the scope of ownership information that Sellers must provide as part of their market-based rate filings. In addition, the Commission modified its regulations to change the information required in a Seller's asset appendix as well as the format through which such information must be submitted. The revised regulations will require a Seller to update the relational database on a monthly basis to reflect any changes that have occurred but will also extend the change in status filing requirement to a quarterly filing obligation. The Commission modified its regulations to eliminate the requirement that Sellers submit corporate organizational charts. In the order on rehearing and clarification, the Commission addressed requests for rehearing and clarification and affirmed its determinations in Order No. 860, which amended its regulations governing market-based rates for public utilities. The Commission delayed the compliance date for the requirements of its final rule, "Data Collection for Analytics and Surveillance and Market-Based Rate Purposes" (Order No. 860) until July 1, 2021 (Docket Nos. RM16-17-000 and RM16-17-001).

 
Agency: Federal Energy Regulatory Commission(FERC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 18 CFR 35   
Legal Authority: 16 U.S.C. 791a to 825r    16 U.S.C. 2601 to 2645    31 U.S.C. 9701    42 U.S.C. 7101 to 7352   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Data Collection for Analytics and Surveillance and Market-Based Rate Purposes: Technical Workshop  07/28/2016  81 FR 49637   
NPRM  08/04/2016  81 FR 51726   
Notice of Posting of Staff's Technical Workshop Notes  09/15/2016  81 FR 63478   
NPRM Comment Period End  09/19/2016 
Data Collection for Analytics and Surveillance and Market-Based Rate Purposes: Second Workshop  11/09/2016  81 FR 78799   
Final Rule, Order No. 860  07/26/2019  84 FR 36390   
Order Granting Rehearings For Further Consideration  09/16/2019 
Notice Providing Update on Market-Based Rate Database  01/16/2020  85 FR 2736   
Notice of Technical Workshop Data Collection for Analytics and Surveillance and Market-Based Rate   01/28/2020  85 FR 4965   
Notice of Technical Workshop; Data Collection for Analytics and Surveillance and Market-Based Rate   02/26/2020  85 FR 11067   
Order on Rehearing and Clarification, Order No. 860-A  03/06/2020  85 FR 13012   
Notice of Extension of Time  05/27/2020  85 FR 31758   
Order on Rehearing and Clarification, Order No. 860-A Effective  10/01/2020 
Data Collection for Analytics and Surveillance and Market-Based Rate Purposes; Supplemental Notice   03/26/2021  86 FR 16203   
Proposed Revision of Collected Information; Request for Comments  04/06/2021  86 FR 17823   
Final Rule; Delay of Compliance, Order No. 860  04/26/2021  86 FR 21935   
Proposed Revision of Collected Information; Comment Period End  06/07/2021 
Adopted Revisions to Information Collection  08/26/2021  86 FR 47562   
Adopted Revisions to Information Collection Effective  10/25/2021 
Order on Rehearing  10/00/2022 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Regine Baus
Legal Information, Office of the General Counsel
Federal Energy Regulatory Commission
888 First Street NE,
Washington, DC 20426
Phone:202 502-8757
Email: regine.baus@ferc.gov

Ryan Stertz
Technical Information, Office of Energy Market Regulation
Federal Energy Regulatory Commission
888 First Street NE,
Washington, DC 20426
Phone:202 502-6473
Email: ryan.stertz@ferc.gov