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SEC | RIN: 3235-AM64 | Publication ID: Fall 2021 |
Title: Portfolio Margining of Uncleared Swaps and Non-Cleared Security Based Swaps | |
Abstract:
The Commission, jointly with the Commodity Futures Trading Commission (CFTC), sought public comment on ways to harmonize the Commission’s rules with CFTC rules with respect to portfolio margining of uncleared swaps with non-cleared security-based swaps, to consider further efficiencies in cleared swaps and security-based swaps portfolio margining, and to explore expanding portfolio margining to futures and cash equity positions. The Division is considering recommending that the Commission, jointly with the CFTC, propose portfolio margin-related amendments to the existing regulatory framework for swaps and security-based swaps. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Long-Term Actions |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 U.S.C. 78o(c)(3)(C) ... |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Sheila Swartz Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5545 Email: swartzs@sec.gov |