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SEC RIN: 3235-AM75 Publication ID: Spring 2022 
Title: Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers 
Abstract:

The Division is considering recommending that the Commission adopt amendments to Form PF to require current reporting upon the occurrence of key events; decrease the reporting threshold for large private equity advisers and require the reporting of certain additional information; and amend requirements concerning how large liquidity advisers report information about the liquidity of funds that they advise. 

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 279.9    17 CFR 275.204(b)-1   
Legal Authority: 15 U.S.C. 80b-2(a)(11)(G)    15 U.S.C. 80b-2(a)(17)    15 U.S.C. 80b-3    15 U.S.C. 80b-4    15 U.S.C. 80b-4a    15 U.S.C. 80b-6(4)    15 U.S.C. 80b-6a    15 U.S.C. 80b-11   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  02/17/2022  87 FR 9106   
NPRM Comment Period End  03/21/2022 
Final Action  04/00/2023 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Mike Neus
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:212 336-5561
Email: neusmi@sec.gov