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SEC RIN: 3235-AN08 Publication ID: Spring 2022 
Title: Cybersecurity Risk Governance 

The Division is considering recommending that the Commission adopt rules to enhance fund and investment adviser disclosures and governance relating to cybersecurity risks. 

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 275.206(4)-9 (New)    17 CFR 270.38a-2 (New)   
Legal Authority: 15 U.S.C. 80b-1 et seq.    15 U.S.C. 80a-1 et seq   
Legal Deadline:  None
Action Date FR Cite
NPRM  03/09/2022  87 FR 13524   
NPRM Comment Period End  04/11/2022 
Final Action  04/00/2023 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest.
RIN Data Printed in the FR: Yes 
Agency Contact:
Christopher Staley
Branch Chief
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-8475