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SEC RIN: 3235-AM34 Publication ID: Fall 2022 
Title: Short Sale Disclosure Reforms  

The Division is considering recommending that the Commission adopt proposed rules to implement section 929X(a) of the Dodd-Frank Act.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.13(f)(2) (New)    17 CFR 249.333 (New)    17 CFR 242.205 (New)   
Legal Authority: Pub. L.111-203, sec. 929X(a), Dodd Frank Act, 124 Stat. 1376, 1870   
Legal Deadline:  None
Action Date FR Cite
NPRM  03/16/2022  87 FR 14950   
NPRM Comment Period End  04/26/2022 
Final Action  10/00/2023 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Rajal Patel
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5870