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SEC | RIN: 3235-AM98 | Publication ID: Fall 2022 |
Title: Open-End Fund Liquidity and Dilution Management | |
Abstract:
The Division is considering recommending that the Commission propose changes to regulatory requirements relating to open-end fund’s liquidity and dilution management. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 U.S.C. 80a-22(c) 15 U.S.C. 80a-37(a) 15 U.S.C. 80a-31(a) 15 U.S.C. 80a-35b ... |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Mykaila DeLesDernier Senior Counsel, Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5129 Email: delesdernierm@sec.gov |