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SEC RIN: 3235-AN19 Publication ID: Fall 2022 
Title: ●Clearing Agency Recovery and Wind-Down 
Abstract:

The Division is considering recommending that the Commission propose rules to expand requirements regarding recovery and wind-down plans and to revise certain risk management requirements in Rule 17Ad-22 for clearing agencies.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 78q-1    12 U.S.C. 5464(a)(2)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  04/00/2023 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Elizabeth Fitzgerald
Assistant Director
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6036
Email: fitzgeraldel@sec.gov