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SEC RIN: 3235-AN20 Publication ID: Fall 2022 
Title: ●Amendments to the Rules of Practice 

The staff is considering recommending that the Commission propose amendments to the SEC’s Rules of Practice regarding, among other things, service of SEC Orders Instituting Proceedings (OIPs). These changes would clarify certain provisions of the Rules of Practice and align the service requirements governing OIPs with the service requirements that govern related actions in federal court.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 201   
Legal Authority: 15 U.S.C. 77s    15 U.S.C. 78w    15 U.S.C. 77sss    15 U.S.C. 80a-37    15 U.S.C. 80b-11    ...   
Legal Deadline:  None
Action Date FR Cite
NPRM  10/00/2023 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Benjamin Schiffrin
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5150