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SEC | RIN: 3235-AN20 | Publication ID: Fall 2022 |
Title: ●Amendments to the Rules of Practice | |
Abstract:
The staff is considering recommending that the Commission propose amendments to the SEC’s Rules of Practice regarding, among other things, service of SEC Orders Instituting Proceedings (OIPs). These changes would clarify certain provisions of the Rules of Practice and align the service requirements governing OIPs with the service requirements that govern related actions in federal court. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 201 | |
Legal Authority: 15 U.S.C. 77s 15 U.S.C. 78w 15 U.S.C. 77sss 15 U.S.C. 80a-37 15 U.S.C. 80b-11 ... |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Benjamin Schiffrin Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5150 |