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SBA RIN: 3245-AH22 Publication ID: Fall 2022 
Title: The Small Business Investment Company (SBIC) Program - Regulatory Improvements and Modernization 

On August 15, 2017, the U.S. Small Business Administration (SBA) published a request for information seeking input from the public on SBA regulations that should be repealed, replaced, or modified because they are obsolete, unnecessary, or burdensome (82 FR 38617). During FY2018, SBA held roundtables with SBIC program stakeholders to solicit additional feedback regarding SBIC program regulations. This proposed rule would update SBIC program regulations to reflect SBA policy and provide clarification in response to the notice published at 82 FR 38617 and as part of the roundtables. In addition, the proposed rule would propose language to modernize and clarify existing SBIC program regulations.

Agency: Small Business Administration(SBA)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 13 CFR 107    13 CFR 121   
Legal Authority: 15 U.S.C. 681 et seq.   
Legal Deadline:  None
Action Date FR Cite
NPRM  09/00/2023 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Louis Cupp
New Markets Policy Analyst, Office of Investment and Innovation
Small Business Administration
409 Third Street SW,
Washington, DC 20416
Phone:202 619-0511