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SEC RIN: 3235-AM58 Publication ID: Spring 2023 
Title: Amendments to Requirements for Filer Validation and Access to the EDGAR Filing System 

The EDGAR Business Office is considering recommending that the Commission propose rules and amendments to modernize and enhance access to the EDGAR Filing System, including new validation requirements for Filers and/or their representatives.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 232.10    17 CFR 232.11    17 CFR 239.63   
Legal Authority: 15 U.S.C. 77c    15 U.S.C. 77f    15 U.S.C. 77g    15 U.S.C. 78l    15 U.S.C. 78m    ...   
Legal Deadline:  None
Action Date FR Cite
NPRM  10/00/2023 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Rosemary Filou
Chief Counsel, EDGAR Business Office
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-4813