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SEC RIN: 3235-AN21 Publication ID: Spring 2023 
Title: Privacy Act Amendments 

The staff is considering recommending that the Commission adopt amendments to its Privacy Act regulations to update, clarify, and streamline the regulations. Among other things, the amendments would update definitions and simplify the processes for submitting and receiving responses to Privacy Act inquiries, requests, and administrative appeals.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 200.301 to 200.313   
Legal Authority: U.S.C. 552a(f), 552a(j), 552a(k)    15 U.S.C. 78d-1 and 78w(a)   
Legal Deadline:  None
Action Date FR Cite
NPRM  02/21/2023  88 FR 10483   
NPRM Comment Period End  04/17/2023 
Final Action  10/00/2023 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Ray McInerney
FOIA Officer
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6249
Fax:202 727-9337