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SEC | RIN: 3235-AN27 | Publication ID: Spring 2023 |
Title: ●Reporting of Security-Based Swap Positions | |
Abstract:
The Division is considering recommending that the Commission adopt rules under section 10B of the Exchange Act to require certain disclosures in connection with security-based swap positions. This entry was previously part of RIN 3235-AK77 but is being split off into its own entry. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.10B-1 17 CFR 240.10B-101 | |
Legal Authority: 15 U.S.C. 78j-2 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Related RINs: Split from 3235-AK77 | |
Agency Contact: Rajal Patel Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5870 Email: patelrajal@sec.gov |