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DOE/OAM RIN: 1991-AC18 Publication ID: Fall 2023 
Title: Financial Assistance Regulations--Conflict of Interest 

The Department of Energy is drafting a Noticed of Proposed Rulemaking (NOPR) for Conflict of Interest (COI) and Conflict of Commitment (COC) for financial assistance policy. The intent of the proposed requirements is to address long-standing risks associated with financial assistance awards, as noted in Government Accountability Office (GAO) report 21-130. This NOPR is in coordination with the Office of Science and Technology Policy and the Subcommittee on Research Security as required under National Security Presidential Memorandum (NSPM) - 33 and the NSPM-33 implementation guidance document. A NOPR for this policy would ensure transparency with the public and broad stakeholder feedback.  

Agency: Department of Energy(DOE)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 2 CFR 910.200    2 CFR 200   
Legal Authority: 31 U.S.C. 6301 to 6308    42 U.S.C. 7101 et seq.    50 U.S.C. 2401 et seq.   
Legal Deadline:  None
Action Date FR Cite
NPRM  12/00/2023 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Julie K. Anderson
Research Security and Integrity Policy Chair
Department of Energy
15013 Denver West Parkway,
Golden, CO 80401
Phone:240 562-1429