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CFTC RIN: 3038-AF14 Publication ID: Fall 2023 
Title: Event Contracts Rulemaking 
Abstract:

Staff is proposing amendments to Regulation 40.11, which addresses the review of event contracts based upon certain excluded commodities, as defined in section 1a(19)(iv) of the Commodity Exchange Act. The proposal will provide additional regulatory clarity for exchanges seeking to list event-based contracts, including contracts that may constitute gaming.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 17 CFR 40   
Legal Authority: 7 U.S.C.12a    7 U.S.C. 7a-2(c)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  02/00/2024 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Grey Tanzi
Assistant Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
77 West Jackson Boulevard, Suite 800,
Chicago, IL 60604
Phone:312 596-0635
Email: gtanzi@cftc.gov