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CFTC RIN: 3038-AF24 Publication ID: Fall 2023 
Title: Investment of Customer Funds, Cleared Swap Customer Funds, and 30.7 Customer Funds 

The Commodity Futures Trading Commission (Commission) expects to propose amendments to the regulations governing the investments that futures commission merchants and derivatives clearing organizations (DCO) may make with funds deposited by customers to margin futures, cleared swaps, and foreign futures transactions, as applicable.

Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 17 CFR 1    17 CFR 22    17 CFR 30   
Legal Authority: 7 U.S.C. 6(b)    7 U.S.C 6(c)    7 U.S.C. 6d   
Legal Deadline:  None
Action Date FR Cite
NPRM  11/00/2023 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Warren Gorlick
Associate Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5195