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CFTC RIN: 3038-AF26 Publication ID: Fall 2023 
Title: Amendments to Appendices to Parts 43 and 45 Adding Supplemental Reporting Fields 

Staff is proposing revisions to the swap data fields enumerated in appendix 1 to part 45 and appendix A to part 43 in order to facilitate implementation of the Unique Product Identifier (UPI) standard, incorporate changes made to the technical specification, and add additional fields to the appendices to parts 43 and 45 in order to further international harmonization efforts and obtain information necessary to the Commission's mission.

Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
CFR Citation: 17 CFR 43    17 CFR 45   
Legal Authority: 7 U.S.C. 2(a)(13)(G) (2020)    7 U.S.C. 24a(b)   
Legal Deadline:  None
Action Date FR Cite
NPRM  11/00/2023 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Isabella Bergstein
Assistant Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5182