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CFTC

RIN: 3038-AF33

Publication ID: Fall 2023

Title: Amendments to Swap Dealer Capital and Financial Reporting Requirements
Abstract: The Commodity Futures Trading Commission (Commission) expects to propose amendments to the regulations governing certain capital and financial reporting requirements for Swap Dealers. The amendments are designed to codify certain no-action relief that was issued by Commission staff and to make clarifying corrections to related capital provisions, appendices and forms for financial reporting purposes.
Agency: Commodity Futures Trading Commission(CFTC)	Priority: Other Significant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: Undetermined	Unfunded Mandates: Undetermined
CFR Citation: 17 CFR 1 17 CFR 23.100-23.105
Legal Authority: 7 U.S.C. 6s(e) 7 U.S.C 6s(f)

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	11/00/2023

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: Undetermined
Federalism: Undetermined
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Joshua Beale Associate Director, Market Participants Division Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5446 Email: jbeale@cftc.gov