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CFTC RIN: 3038-AF35 Publication ID: Fall 2023 
Title: Ownership and Control Reports 
Abstract:

Commission staff is evaluating amendments to certain reporting obligations under the Ownership and Control Reports required by parts 17, 18 and 20 of the Commission’s regulations, to eliminate the need for a staff no-action position, as currently set out in staff letter 20-30.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 17, 17 CFR 18, and 17 CFR 20     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 U.S.C. 12(a)(5)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  05/00/2024 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
William Hines
Assistant Chief Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5252
Email: whines@cftc.gov