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SEC RIN: 3235-AM58 Publication ID: Fall 2023 
Title: EDGAR Filer Access and Account Management 
Abstract:

The Commission proposed rule and form amendments concerning access to and management of accounts on the Commission’s Electronic Data Gathering, Analysis, and Retrieval system ("EDGAR") that are related to potential technical changes to EDGAR (collectively referred to as "EDGAR Next"). The Commission proposed to require that electronic filers ("filers") authorize and maintain designated individuals as account administrators and that filers, through their account administrators, take certain actions to manage their accounts on a dashboard on EDGAR. Further, the Commission proposed that filers may only authorize individuals as account administrators or in the other roles described herein if those individuals first obtain individual account credentials in the manner to be specified in the EDGAR Filer Manual. As part of the EDGAR Next changes, the Commission would offer filers optional Application Programming Interfaces ("APIs") for machine-to-machine communication with EDGAR, including submission of filings and retrieval of related information. If the proposed rule and form amendments are adopted, the Commission would make corresponding changes to the EDGAR Filer Manual and implement the potential technical changes.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 232.10    17 CFR 232.11    17 CFR 239.63   
Legal Authority: 15 U.S.C. 77c    15 U.S.C. 77f    15 U.S.C. 77g    15 U.S.C. 78l    15 U.S.C. 78m    ...   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  09/22/2023  88 FR 65524   
NPRM Comment Period End  11/21/2023 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Rosemary Filou
Chief Counsel, EDGAR Business Office
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-4813
Email: filour@sec.gov