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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.


View ICR - OIRA Conclusion



3235-0291 200201-3235-014
Historical Active 200108-3235-011
SEC
Rules 17Ad-6, 17 CFR 240.17Ad-6 and 17Ad-7, 17 CFR 240.17Ad-7: Recordkeeping Requirements for Registered Transfer Agents
Extension without change of a currently approved collection   No
Regular
Approved without change 04/25/2002
01/29/2002
Upon resubmission, the agency should provide a quantitative cost estimate for this collection.
  Inventory as of this Action Requested Previously Approved
07/31/2003 07/31/2003 04/30/2002
1,000 0 1,248
500,000 0 599,040
0 0 0