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View ICR - OIRA Conclusion

OMB Control No: 3235-0466	ICR Reference No: 201310-3235-015
Status: Historical Active	Previous ICR Reference No: 201102-3235-004
Agency/Subagency: SEC	Agency Tracking No: TM-270-410
Title: Rule 103, 17 CFR 242.103 (Nasdaq Passive Market Making)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/05/2014
	Date Received in OIRA: 01/30/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2017	36 Months From Approved	06/30/2014
Responses	255	0	298
Time Burden (Hours)	255	0	298
Cost Burden (Dollars)	0	0	0

Authorizing Statute(s): US Code: 15 USC 77g, 77q(a), 77s(a) Name of Law: Securities Act of 1933, Sections 7, 17(a) and 19(a)
   US Code: 15 USC 78b, 78c, 78g(c)(2),78i(a),78j Name of Law: Securities Exchange Act of 1934, Sections 2,3,7(c)(2), 9(a), 10
   US Code: 15 USC 78k-1(c),78l,78m,78n,78o(b) Name of Law: Securities Exchange Act of 1934, Sections 11A(c),12,13,14,15(b)
   US Code: 15 USC 78o(c),78o(h),78q(a),78q(b) Name of Law: Securities Exchange Act of 1934, Sections 15(c), 15(h), 17(a), 17(b)
   US Code: 15 USC 78q(h),78w(a),78dd-1,78mm Name of Law: Securities Exchange Act of 1934, Sections 17(h), 23(a), 30A and 36
   US Code: 15 USC 80a-23, 80a-29 and 80a-37 Name of Law: Investment Company Act of 1940, Section 23, 29 and 37

Citations for New Statutory Requirements: None

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	255	298	-43
Annual Time Burden (Hours)	255	298	-43
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The decrease in annual burden hours from 298 to 255 is due to the decrease in the number of firm commitment secondary offerings of Nasdaq securities from 298 to 255.

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